Legal & Disclaimers

Non-Solicitation Disclaimer

This website and its contents are for informational purposes only and do not constitute an offer to sell or a solicitation of an offer to buy any securities or investment products. Any references to advisory or strategic work relate to narrative development, positioning, communications, and selective introductions to aligned parties.

No content on this website should be construed as investment advice, and I am not a registered investment advisor. All advisory services focus on strategic positioning, narrative development, and communications rather than investment recommendations or securities offerings.

Advisory Services Scope

Advisory services provided focus exclusively on:

• Strategic narrative development and positioning
• Communications materials and messaging
• Go-to-market strategy and brand positioning
• Selective introductions to aligned strategic partners
• General business strategy and operational guidance

Services do not include investment advice, securities recommendations, financial planning, or any activities requiring securities licenses or registrations.

Content Disclaimer

All content on this website, including essays, case studies, and other materials, is provided for educational and informational purposes only. While based on real experience and research, this content should not be considered personalized advice for any specific situation.

Case studies and examples have been generalized to protect client confidentiality and do not represent guarantees of future results. Past performance and outcomes do not predict future results.

No Guarantees

No representations or warranties are made regarding the accuracy, completeness, or suitability of any information provided. Advisory outcomes depend on numerous factors including market conditions, execution quality, and circumstances beyond my control.

While I strive to provide valuable strategic guidance, no guarantees are made regarding specific business outcomes, funding success, or other results.

Confidentiality

All client information and advisory relationships are treated with strict confidentiality. Case studies and examples presented publicly have been generalized and anonymized to protect client privacy while illustrating strategic principles.

Specific client details, financial information, and proprietary strategies are never disclosed without explicit written consent.

Privacy Policy

Information collected through this website, including contact forms and email communications, is used solely for the purpose of responding to inquiries and providing requested services.

Personal information is not shared with third parties except as necessary to provide services (such as scheduling tools) or as required by law. No personal information is sold or used for unauthorized marketing purposes.

This website may use analytics tools to understand user behavior and improve content. These tools may use cookies and similar technologies in accordance with their respective privacy policies.

Terms of Use

By using this website, you agree to use it only for lawful purposes and in a manner that does not infringe upon the rights of others or restrict their use and enjoyment of the website.

Content on this website is protected by copyright and may not be reproduced, distributed, or used for commercial purposes without written permission.

Links to external websites are provided for convenience and do not constitute endorsement of their content or services.

Limitation of Liability

To the fullest extent permitted by law, I disclaim all liability for any damages arising from the use of this website or advisory services, including direct, indirect, incidental, or consequential damages.

This limitation applies regardless of the theory of liability, whether based on warranty, contract, tort, or any other legal theory.

Professional Relationships

References to "Shields Capital Investments" relate to previous professional activities and should not be construed as current securities offerings or investment opportunities.

Any current or future fund activities would be conducted through appropriate legal entities with proper registrations and disclosures as required by law.

Updates and Changes

These terms and disclaimers may be updated periodically to reflect changes in services, legal requirements, or best practices. Continued use of the website constitutes acceptance of any updates.

For questions about these terms or any legal matters related to this website or advisory services, please contact me directly through the provided contact form.